Securities, FINRA Arbitration

Elluma Discovery has conducted extensive forensic analysis in FINRA arbitrations and securities-related litigation and provided relevant testimony before FINRA arbitration panels. When a database of customers and prospects is at issue, Elluma is one of a very small number firms who are able to conduct sophisticated database forensics.

When FINRA or securities cases involve claims of misappropriation of trade secrets, Elluma Discovery can help resolve questions surrounding how customer lists were transferred, how prospects or customers were solicited, and what types of communications occurred between parties. Using a combination of database forensics, electronic discovery and computer forensics, we can significantly advance the discovery process and uncover key facts and relationships in a litigation.

Some of the digital forensic services we provide include:

  • Case strategy consulting
    Identification and collection of evidence
    Comparisons of databases
    Analysis of customers and prospects list usage
    Analysis of contacts to customers and prospects
    Analysis of emails and documents
    Generating chronologies of events via computer usage patterns
    Online document review with industry-leading platforms
    Document identification
    Expert report generation
    Expert witness testimony